Debate: AI in Trade Surveillance: Innovations and Expectations
Conference
2025-10-01 | 01:05 PM - 02:00 PM
Information
· What is the role of AI currently in trade surveillance and what will it look like in the future?
· Aside from tackling alert volumes, how are LLMs being deployed for trade surveillance?
· If you have seen a lack of enthusiasm for AI use, what are the blockers? Is it concern over regulatory scrutiny the main factor?
· To what extent will the FCA Sandbox testing encourage innovation in AI in your firm?
· Is there a risk that automation devalues critical human judgement? With budgets being squeezed, will replacing SMEs with technology occur and what impact will this have on analysis?
Speakers
Emily Wright
1LoD
Moderator
Lore Aguilar
TD Securities
Managing Director, Global Head of Surveillance Intelligence
Cian Keogh
Bank of America
Head of Data and Quantitative Analytics for Trade Surveillance
Andrew Adams
RBC
Head of Trade Surveillance EMEA & APAC
Howard Davis
Standard Chartered Bank
Former Managing Director, Head of FM Conduct and Surveillance