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Welcome Address, Keynote Address & Debate: The New Benchmarks of Trade Surveillance Success

Live

2025-09-30 | 01:00 PM - 02:05 PM

Welcome Address: Harry Batstone, Head of XLoD Production, 1LoD

Keynote Address: Richard Littlechild, Head of Secondary Market Oversight, FCA

Debate: The New Benchmarks of Trade Surveillance Success

· Is trade surveillance improving? What defines success in trade surveillance today?

· Where is the innovation in trade surveillance – technology, scenario design, coverage? Is innovation harder in trade because of legacy issues?

· Do trade surveillance practitioners need new skills to manage the persistent challenges in data and technology?

· Are hybrid surveillance operating models creating a holistic surveillance function that combines trade and comms?

Moderator: Simon Brady, Editor, 1LoD

Speakers: Joseph Accardi, Managing Director, Head of U.S. Surveillance, RBC

Michael Lyons, Compliance Director - Senior Surveillance Principal, Citigroup

James Pender, Head of Trade Surveillance, EMEA, Citadel and Citadel Securities

Darren Sirr, Global Head of Surveillance, BNY Mellon

1LoD

Head of XLoD Production

FCA

Head of Secondary Market Oversight

1LoD

Editor

RBC

Managing Director, Head of U.S. Surveillance

Citigroup

Compliance Director - Senior Surveillance Principal

Citadel and Citadel Securities

Head of Trade Surveillance EMEA